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Ledger monitors every review platform, drafts SEC/FINRA-compliant responses in seconds, and gives your compliance team audit-ready logs — automatically.
Every unmanaged review is a client you didn't lose. Yet.
Financial advisors average 48 hours to respond to negative reviews. In that window, 67% of prospective clients have already chosen a competitor with a higher rating — or one that simply responded first.
of HNW clients check Google reviews before scheduling a first call
average AUM lost per 0.5-star rating drop for mid-size RIA firms
negative reviews on FINRA BrokerCheck triggers a compliance review
Each node = unresponded negative review. Size = recency weight. Color intensity = risk level.
| Platform | Negative | Risk |
|---|---|---|
Google Business | 23 | HIGH |
Yelp | 18 | HIGH |
Trustpilot | 7 | MEDIUM |
BBB | 4 | MEDIUM |
Facebook Reviews | 11 | HIGH |
FINRA BrokerCheck | 2 | CRITICAL |
“Waited 3 weeks for a portfolio review that was supposed to happen monthly. No proactive communication about market volatility. Felt completely in the dark during the correction. Switching to another firm.”
Compliant by default. Fast by design.
Every AI-drafted response passes through our 6-layer compliance engine trained on SEC Rule 206(4)-1, FINRA Rule 2210, and 40+ state-level disclosure requirements before it reaches your screen.
From review ingestion to compliance-cleared draft. Previously: 48 hours of manual work, legal review, and back-and-forth.
| Advisor | Rating | Reviews | Sentiment | Trend |
|---|---|---|---|---|
| James Whitfield, CFP® | 4.8 | 142 | 96% | +0.3 |
| Sarah Chen, CFA | 4.6 | 89 | 91% | +0.1 |
| Marcus Thompson | 4.4 | 63 | 85% | -0.1 |
| Priya Nair, CFP® | 4.9 | 201 | 98% | +0.2 |
| Robert Okafor | 4.1 | 47 | 78% | -0.3 |
See exactly where you win — and where you don't.
Ledger pulls live data from every review platform and benchmarks your firm against up to 5 local competitors. Updated every 15 minutes. No more guessing why a competitor is gaining market share.
Meridian Wealth received 12 new reviews this week vs your 3. Their Google rating rose from 4.1 → 4.3. Recommend review generation campaign.
One viral complaint. SEC inquiry.
Not on our watch.
Every review interaction — read, drafted, edited, posted, or escalated — is timestamped, hashed, and stored in an immutable audit log. Export to PDF in seconds for SEC examiners.
Trained on SEC Rule 206(4)-1, FINRA Rules 2010, 2210, 4511, 4512, and all 50 state RIA disclosure requirements.
Download the Dashboard.
Own your reputation.
Install in 2 minutes. Connect your review platforms. Watch your rating climb while your compliance team sleeps soundly. Used by 2,847 financial advisors across 312 firms.
based on your device
Try the Live Demo
A sandboxed version with Hartwell Capital's fictional data — the same dashboard, real AI engine, no credit card. Just a work email.
Work email required. No personal Gmail/Outlook. Verifies you're in financial services.
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